The level 3 Certificate in Regulated Financial Services Operations develops the essential knowledge and skills needed by those working in administrative and operational roles.
Along with a core unit, candidates are required to study two further option units from a choice of five based on areas of life, pensions and investments. satisfying the FCA qualification requirements for overseers of administration and operational functions.
The Certificate is the ideal next step for holders of the Award in Financial Administration or Certificate in Investment Operations, requiring completion of just one further unit.
The Certificate comprises one core unit and two option units, providing a total of 35 credits on successful completion. There is no prescribed order in which units must be taken, but it is strongly recommended that you sit the required core unit first as these provide foundation knowledge upon which the others build.
Choose two units from the following: