The level 3 Certificate in Investment Operations provides essential knowledge and skills for those working in a range of administrative and operational investment roles.
The Certificate satisfies the FCA qualification requirements for overseers of administration and operational functions.
The Certificate comprises one core unit and one option unit, providing a total of at least 25 credits on successful completion. There is no prescribed order in which units must be taken, but it is strongly recommended that you sit the core unit first as these provide foundation knowledge upon which the others build.
Choose one of the following units:
Please note - FA4 and FA6 will be withdrawn on 31st August 2019. Those wishing to complete either unit must pass the exam by this date. Qualifications and credits achieved via FA4 and FA6 will be valid post withdrawal. Following this date, the Certificate will comprise two core units: R01 or CF1, and FA5.